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CFA Level 2
Ethical and Professional Standards

Managing Conflicts of Interest in Advisory Roles

Easy Professional Standards Application Conflicts Of Interest

Anna is a financial advisor at a reputable firm and has a client, Mr. Johnson, who has expressed an interest in investing in green technology companies. Recently, Anna's firm has received a lucrative proposal from a green technology startup, which offers a commission for every investment made through Anna. As a dedicated professional, Anna understands the importance of managing conflicts of interest in her role. In light of her firm's proposal, Anna is considering how best to advise Mr. Johnson without compromising her professional integrity or risk misleading her client.

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