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CFA Level 3
Ethical and Professional Standards

Risk Management Practices in Asset Manager Code

Very Easy Asset Manager Code Risk Management

As an asset manager, you are responsible for ensuring comprehensive risk management practices are in place to safeguard client assets. While reviewing the Asset Manager Code, you recognize the importance of establishing a framework for identifying, assessing, and managing risk.

Which of the following practices is most aligned with the risk management expectations set forth in the Asset Manager Code?

Hint

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