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CFA Level 2
Ethical and Professional Standards

Addressing Conflicts of Interest

Very Easy Professional Standards Application Conflicts Of Interest

Emily is a portfolio manager at a wealth management firm. She has a long-standing relationship with a company that she frequently recommends to her clients. Recently, she received stock options from this company as part of a promotional event. While she is excited about the potential profit from these options, she is concerned about how this may impact her professional responsibilities and relationships with her clients.

What should Emily do to address this potential conflict of interest?

Hint

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% Correct85%