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CFA Level 3
Ethical and Professional Standards

Ethical Decision-Making on Conflicts of Interest

Hard Ethical Decision-making Duties To Clients

Maria is a financial advisor at a reputable investment firm. She has recently received an unsolicited offer from a private equity firm to become a consultant. This opportunity promises significant financial compensation, but Maria is aware that the firm is currently seeking bid opportunities that might conflict with her existing clients' interests. Maria has not disclosed this offer to her current employer and believes that consulting could enhance her expertise, ultimately benefiting her clients. What should Maria prioritize in her decision-making regarding this opportunity?

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% Correct93%