Disclosure of Conflicts of Interest

Very Easy Cfa Institute Code And Standards Conflicts - Disclosure

As a CFA charterholder, you have an obligation to maintain the integrity of the profession. This includes avoiding any conflicts of interest and ensuring that your clients are fully informed of any potential conflicts that may arise in your professional conduct.

Imagine you are working with a client who has expressed interest in an investment that you also have a personal stake in. In this scenario, what is your responsibility regarding disclosure according to the CFA Institute Code of Ethics and Standards of Professional Conduct?

You must inform your client about your personal stake in the investment.

You can proceed without any disclosure as long as your recommendations align with the client's interests.

You should disclose your personal stake only if the client specifically asks about your investments.

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