Best Practice for Investment Analysis Records

Medium Cfa Institute Code And Standards Investment Analysis - Records

As a research analyst at a financial services firm, you are responsible for producing and maintaining investment analysis reports. The CFA Institute's Code of Ethics emphasizes the importance of maintaining appropriate records for your investment analysis. Which of the following practices aligns best with the CFA Institute Standards regarding the management of investment analysis records?

Maintaining a copy of each analysis report in a shared drive for easy access by all team members.

Retaining substantial notes and preliminary analysis for at least five years after the final report is published.

Destroying drafts and preliminary analyses once the final report is completed to avoid confusion.

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