Client Investment Responsibility

Very Easy Professional Standards Application Responsibilities To Clients

As a financial analyst, you are responsible for managing your clients' investment portfolios. One day, a client reaches out to you requesting guidance on various investment options, emphasizing their goal to maximize returns while minimizing risk. In your response, you have several investment avenues to suggest, but you must prioritize the best interests of your client.

Which of the following actions demonstrates your professional responsibility to your client?

Recommending investments that pay you the highest commissions, even if they don't align with the client's risk tolerance.

Providing a personalized investment strategy that considers the client's risk tolerance and financial goals.

Suggesting investments that are trending in the market, regardless of their suitability for the client.

Hint

Submitted7.9K

Correct6.0K

% Correct76%