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CFA Level 2
Ethical and Professional Standards

Conflict of Interest in Personal Investments

Medium Research Objectivity Standards Personal Investments

Jane Doe is a senior analyst at a research firm that specializes in equity analysis. Recently, she decided to invest in a company that her team has been covering extensively. Jane is excited about the prospects of the company and feels confident in her investment decision. After making her personal investment, she discusses the company during a team meeting, where they analyze new developments and update their price target.

Jane is aware of the firm’s guidelines surrounding personal investments but is unsure if her actions align with the CFA Institute's Research Objectivity Standards, particularly regarding personal investments.

What should Jane consider regarding her situation and the implications of her personal investment on her professional responsibilities?

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Correct1.9K
% Correct87%