Ethical Conduct in Client Relationships

Very Easy Cfa Institute Code And Standards Responsibilities - Conduct

As a CFA charterholder, you are expected to uphold the highest ethical standards in your professional conduct. One of the key aspects of the CFA Institute Code of Ethics is the responsibility of members and candidates to act in the best interests of their clients and employer.

Which of the following behaviors most directly aligns with this principle?

Providing clients with financial advice based on personal gains.

Recommending investments solely based on the client's financial goals.

Disregarding compliance with local regulations for faster execution.

Hint

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