Identifying Breaches of Confidentiality

Very Easy Cfa Institute Code And Standards Duties - Confidentiality

As a CFA charterholder, you have a responsibility to maintain the confidentiality of the information that you obtain in your professional capacity. This includes not disclosing any client information without proper consent. Which of the following scenarios violates the duty of confidentiality outlined in the CFA Institute Code of Ethics?

A portfolio manager prepares a report that aggregates client performance data without using individual names.

An analyst shares insights about a private company's financial performance with a friend who has no connection to the CFA's work.

A financial advisor discusses the general market trends in a public seminar.

Hint

Submitted12.6K

Correct10.5K

% Correct83%