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CFA Level 3
Ethical and Professional Standards

Risk Management Compliance in Asset Management

Medium Asset Manager Code Risk Management

As an asset manager, you are responsible for the oversight and management of investment portfolios for a range of institutional clients. During a recent evaluation of your risk management practices, you discovered that several of your investment strategies did not adequately address potential systemic risks and market volatility. This led to a reassessment of your adherence to the Asset Manager Code, particularly concerning risk management principles.

The Asset Manager Code emphasizes the importance of a proactive and structured approach to risk management. In this context, which of the following actions would most appropriately reflect compliance with the risk management guidelines of the Asset Manager Code?

Hint

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% Correct62%