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CFA Level 1
Ethical and Professional Standards

Independence in Client Recommendations

Very Hard Cfa Institute Code And Standards Professionalism - Independence

As a CFA charterholder, you are regularly tasked with advising clients on investment strategies and asset management. During a review of client portfolios, you notice that several of your clients have accounts with a financial institution where you have a substantial stake in the equity shares. You are approached by a colleague who suggests that you should recommend this financial institution for an upcoming investment opportunity for your clients.

According to the CFA Institute Code of Ethics and Standards of Professional Conduct, which of the following actions best demonstrates your adherence to the standards of independence?

Hint

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