Investment Process Compliance with Asset Manager Code

Easy Asset Manager Code Investment Process

As part of a recent review of its investment process, a mid-sized asset management firm is examining compliance with the CFA Institute Asset Manager Code. The firm has emphasized the importance of maintaining a consistent investment approach across all portfolios while adhering to ethical standards. The compliance team is tasked with ensuring that the investment decisions align with the stated investment strategy and objectives.

Which of the following actions aligns best with the principles outlined in the Asset Manager Code regarding the investment process?

Implementing an investment strategy that is not disclosed to clients, ensuring portfolio managers have flexibility in decision-making.

Regularly reviewing and documenting the justification for investment decisions to ensure alignment with the established investment strategy.

Allowing portfolio managers to make decisions based solely on their personal investment views, regardless of the firm's philosophy.

Hint

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