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CFA Level 3
Ethical and Professional Standards

Key Components of Risk Management in Asset Management

Very Easy Asset Manager Code Risk Management

As a portfolio manager at an investment firm, you are responsible for ensuring that the firm adheres to the Asset Manager Code of Professional Conduct. One of the fundamental principles of this Code is effective risk management.

Discuss the key components of an effective risk management framework within the context of asset management. Highlight how these components contribute to safeguarding clients' assets and enhancing overall investment performance.

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