Client Loyalty in Investment Decisions

Very Easy Asset Manager Code Loyalty To Clients

As a portfolio manager at a mid-sized asset management firm, you are entrusted with managing a significant portion of a client's investment portfolio. Recently, a lucrative investment opportunity has arisen that could benefit your firm's overall performance. However, this investment directly conflicts with the specific portfolio objectives defined by the client. According to the Asset Manager Code, how should you prioritize your responsibilities regarding this situation?

Prioritize the investment opportunity for the firm's benefit, as it will showcase your ability to generate high returns.

Evaluate the investment against the client's stated objectives and only proceed if it aligns with their interests.

Inform the client of the opportunity, but recommend they invest elsewhere to avoid conflict.

Hint

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