Maintenance of Investment Analysis Records

Very Easy Cfa Institute Code And Standards Investment Analysis - Records

As an investment analyst, you are responsible for maintaining accurate records of all your research and analysis associated with your investment recommendations. This includes keeping track of the rationale behind buy, hold, or sell decisions, as well as any relevant data or sources you utilized in your analysis.

Which of the following statements best reflects the standards set by the CFA Institute regarding the maintenance of investment analysis records?

Investment analysts are required to maintain records of all investment recommendations for five years from the date of the recommendation.

Investment analysts only need to keep records of recommendations that were successfully executed.

Investment analysts can destroy records of recommendations after one year if they were not acted upon.

Hint

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