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CFA Level 3
Ethical and Professional Standards

Ethical Considerations in Client Loyalty

Very Easy Asset Manager Code Loyalty To Clients

As a portfolio manager at a mid-sized asset management firm, you are responsible for managing client investments and ensuring their financial goals are met. You encounter a situation where you have strong personal convictions about a certain investment strategy that differs from your clients' preferences. According to the Asset Manager Code, particularly the principle of 'Loyalty to Clients', how should you approach this situation? Discuss the ethical considerations involved and the steps you would take to ensure compliance with the principle of loyalty to your clients.

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