Research Objectivity in Investment Banking Relationships

Very Easy Research Objectivity Standards Investment Banking Relationships

As a CFA charterholder, you are required to research potential investment opportunities for clients while adhering to the ethical guidelines established by the CFA Institute. One aspect of these guidelines is the importance of maintaining research objectivity, especially concerning relationships with investment banking clients.

Which of the following practices aligns with the Research Objectivity Standards regarding investment banking relationships?

Providing research that favors clients with whom you have an investment banking relationship to secure future business.

Disclosing any investment banking relationships when publishing research reports.

Relying solely on public information when evaluating the financial status of an issuer with an investment banking relationship.

Hint

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