Responsibilities to Employers: Reporting Discrepancies

Easy Professional Standards Application Responsibilities To Employers

As a financial analyst at a large investment firm, you are responsible for evaluating and reporting on your clients' investment portfolios. During your analysis, you identify some discrepancies in the reporting practices of another analyst in your firm, which could potentially mislead clients.

You are aware that reporting these discrepancies could have consequences for the other analyst's career and reputation. What ethical course of action should you take, considering your responsibilities to your employer and your clients?

Discuss your findings with the other analyst and suggest they correct the reporting before informing your supervisor.

Report the discrepancies to your supervisor immediately without discussing it with the other analyst.

Ignore the discrepancies, as they do not seem significant enough to cause concern for your employer or clients.

Hint

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