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CFA Level 3
Ethical and Professional Standards

Understanding the Investment Process in the Asset Manager Code

Very Easy Asset Manager Code Investment Process

As part of the CFA Asset Manager Code, it is crucial to adhere to ethical standards throughout the investment process.

Discuss the components of a robust investment process that a firm should implement to comply with the Asset Manager Code. In your answer, consider the importance of transparency, client suitability, and ongoing monitoring and assessment of investments.

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