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CFA Level 3
Ethical and Professional Standards

Investment Process and Asset Manager Code Compliance

Easy Asset Manager Code Investment Process

As a portfolio manager at an investment firm, you are responsible for implementing the firm's investment process in accordance with the Asset Manager Code. This includes establishing a structured approach for investment decision-making and ensuring that your actions align with the best practices outlined in the code.

Recently, your colleague suggested leveraging an aggressive trading strategy that could potentially yield high returns, but it is not fully aligned with the firm’s investment strategy and risk profile. You are aware that the Asset Manager Code emphasizes the importance of adhering to a defined investment process.

Which of the following actions would best reflect your commitment to the principles of the Asset Manager Code in this scenario?

Hint

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