Responsibilities to Employers: Ethical Dilemma

Very Easy Professional Standards Application Responsibilities To Employers

James is a senior analyst at XYZ Capital. He has recently discovered that his company is involved in a controversial investment project that may not align with the ethical standards outlined by the CFA Institute. After discussing his concerns with his manager, he realizes that reporting the issue internally might not lead to any changes.

What should James do in this situation regarding his professional responsibilities to his employer?

James should remain silent to protect his job security.

James should escalate the issue through the company's compliance department.

James should immediately resign from his position.

Hint

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