Key Functions of the SEC

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In the context of corporate governance, regulations are essential for maintaining transparency and accountability within companies. One of the key regulatory bodies in the United States is the Securities and Exchange Commission (SEC). The SEC was established to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

Which of the following is a primary function of the SEC?

To prepare and publish corporate financial statements.

To regulate public companies and enforce securities laws.

To provide loans to small businesses.

Hint

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