Investment Analysis Record-Keeping

Very Hard Cfa Institute Code And Standards Investment Analysis - Records

A portfolio manager is conducting an investment analysis to evaluate a potential opportunity in emerging markets. As part of this process, the manager must record the analysis details in compliance with CFA Institute’s ethical requirements.

During the analysis, the manager notes particular metrics and sources of information, some of which are proprietary materials from a third-party investment firm with whom they have an ongoing relationship.

According to the CFA Institute Code and Standards, which of the following statements about the recording and handling of this analysis is the most accurate?

The portfolio manager may use the proprietary materials without consent as long as the analysis is internally documented.

The portfolio manager must obtain consent from the third-party investment firm before using their proprietary materials in the investment analysis.

The portfolio manager can reference proprietary materials in their analysis, as long as they do not disclose the source.

Hint

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